Broker-dealer
WealthForge Securities, LLC
Selling-group broker-dealer. CRD 152550. 7 commissioned sellers.
- Hayworth PPM
- Exclusive managing BD on Hayworth Tanglewood, DST (PPM 7 Jul 2022). 9.30% load. Form D for that offering listed no first sale and no Item 12 recipients.
- VIP Bonds
- Managing broker-dealer on Versity Invest’s Regulation A VIP Bonds (up to $75 million 8% senior unsecured). Best efforts. Not a DST selling-group role.
Selling-group broker-dealer on Element, The Nine, AW Newport, Astoria, Grant Street, Molly Barr.
Commissioned sellers: Chay Lapin, David Dahill, David P Dahill, Drew W Reynolds, Elizabeth Learned Friant, Jason Salmon, Peter James Roberts.
Managing BD on the later Nelson/Crew filings after Emerson, and the BD through which Cornerstone offers DSTs. John Harvey Jr. and David Kangas sit there now; Chay Lapin and Jason Salmon were here on AW Newport and The Nine (now FNEX / Kay Properties). Firm BrokerCheck: 3 regulatory events, 1 arbitration.
Named exclusive managing broker-dealer on the Hayworth PPM dated 7 Jul 2022 (9.30% load). Hayworth’s Form D listed no first sale and no Item 12 recipients.
Named managing broker-dealer on Versity Invest’s Regulation A VIP Bonds (up to $75 million 8% senior unsecured; circular signed 21 Feb 2024). Best-efforts. A Bonds 5% selling commission plus up to 2% managing-BD fee plus up to 1% expense allowance; R Bonds managing-BD fee only. Some Versity Invest employees are described as WealthForge registered representatives who may take up to 135 bps of that managing-BD fee. Altigo is WealthForge’s subscription platform. That is a bond offering, not a DST Item 12 selling-group role.
Stub. Pending BrokerCheck items on the people pages are allegations.
Timeline
- 7 Jul 2022Hayworth PPM. Maximum offering $76,767,365 (matches Form D 11 Jul); WealthForge exclusive managing BD; 9.30% load. Sponsor named as Versity Invest. Post-close form. Circular later lists up to $77,578,947.
- 31 Oct 2023Versity Invest files a Regulation A preliminary offering circular for up to $75 million of 8% VIP Bonds. WealthForge is managing BD. EDGAR Form 1-A/A
000165495423013624. Still a preliminary circular. - 21 Feb 2024Later amendment of the VIP Bonds circular, signed 21 Feb 2024. EDGAR Form 1-A/A
000165495424002023. Same $75 million 8% offering. This is the circular the site uses for Crew-era DST close prices, loan coupons, and the 30 Jun 2023 syndication snapshot. Still a preliminary offering circular — do not treat as qualified or sold.