Not legal advice
Public research, not legal advice and not a prediction of any case outcome. Forum posts are hearsay. Filings win.
This site is public research notes. It is not legal advice and not a prediction of any case outcome.
Sources
Forum posts are investor hearsay, webinar spin, and occasional lawyer commentary. Court filings and SEC Form Ds are the primary record. Where those disagree, the filing wins.
BrokerCheck and settlements
Pending BrokerCheck items are allegations. Settlements are not findings of liability.
AI assistance
This site was assembled with AI assistance. Claims can be incomplete, mistyped, or misread from a filing. If something is wrong, see Feedback.