Emerson Equity · CRD 833618
Timothy J. Sherer
Emerson Equity registered rep since April 2019. On both the 4th & J and Vintage Form Ds. Nine pending Real Estate Security customer disputes as of 19 Aug 2026.
On the 4th & J and Vintage Form D selling groups, and also Astoria and Wolf Run. Emerson since 15 Apr 2019 (IA) / 17 Apr 2019 (BD). 16 disclosures. DPP + GS principal/rep.
BrokerCheck as of 24 Aug 2026:
- Nine pending Real Estate Security customer disputes (2025–26). Named dockets include 26-00434 ($10 million, purchases 2018–23), 26-00889 ($1.15 million, ~2022), and 26-00125 ($3.01 million, filed Jan 2026). Those rows are Form U4 summaries. The Statements of Claim are not public; FINRA Awards Online has no award on any of his pending or settled Emerson dockets.
- June 2024 real-estate-security claim settled for $50,000 (FINRA 24-01278). Emerson’s broker statement on that one: customer did not purchase from Emerson / Tim / Ryan; will seek dismissal. No bankruptcy or tax-lien disclosures on the current CRD (U4 only keeps bankruptcies from the last ten years).
- 2012 J.P. Turner settlement $127,500 (individual $115,000) on a 1031 / DBSI / Cores Hunters Chase syndication.
- 2003 NASD selling-away: 6-month suspension 7 Apr–6 Oct 2003 + $37,000 fine (convertible promissory notes 1999–2000 without Sunset Financial written approval).
- 1988 California Dept of Insurance restricted license, lifted 8 Aug 1991.